8 Credits: The CIRO: MFD Business Conduct (BC) CE Program 2026-2027

8 Credits: The CIRO: MFD Business Conduct (BC) CE Program 2026-2027

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Get this Quick Pick now and use all the accreditations over the year: CIRO + FP Canada + Life credits + A&S credits + other credits listed. Courses are easily completed to save you time and meet all your deadlines. Not only credit-rich, this package is content-rich to provide exceptional new ideas, approaches and solutions to issues of professional financial planning.

CIRO-MFD CE Credits: 9 credits (7 Business Conduct non-ethics, 2 Business Conduct Ethics)
Provincial Life Credits: 10 credits (BC, AB, SK, MB, ON)
Provincial A&S Credits 3 credits (AB, SK, MB, ON)
FP Canada Credits: 9 credits (5 Financial Planning + 4 Professional Responsibility)
Institute Members: 9 credits (2 Ethics)
CIRO-ID CE Credits: 3 credits (Compliance)

*Extra credit received due to accreditation; 8 is the minimum requirement.

Your easily completed courses for 8 credits are:

DEVELOPING A PERSONAL CODE OF PROFESSIONAL CONDUCT
Provincial Life Credits: 5 credits (BC, AB, SK, MB, ON)
Provincial A&S Credits: 5 credits (AB, SK, MB, ON)
FP Canada Credits: 5 credits (3 Financial Planning + 2 Professional Responsibility)
Institute Members: 5 credits (2 Ethics)
MFD Credits: 5 credits (Professional Development)

Due diligence and disclosure are two activities that work together: due diligence as a form of information discovery and disclosure as a means of sharing information. Together, they are an essential part of the insurance process. There are countless benefits for the agent or advisor who completes a due diligence review and follows through with disclosure. Whereas due diligence is discovery of facts, disclosure is revealing the facts. Doing so puts client interests first. Learn:
  • The objectives of completing due diligence and disclosure;
  • Performance standards;
  • How disclosure is achieved, and barriers to disclosure.
Completing due diligence and following through with disclosure is an indisputable part of the professional service you provide to clients. Take your current practices to a new level based on the information in this course and you will set standards that satisfy regulatory requirements while establishing your value to clients as an industry professional.
MEASURES TO PROTECT INVESTORS
Provincial Life Credits: 7 credits (BC, AB, SK, MB, ON)
FP Canada Credits: 7 credits (5 Financial Planning + 2 Professional Responsibility)
Institute Members: 7 credits
CIRO-MFD Credits: 7 credits (Business Conduct Non-ethics)
CIRO-ID Credits: 7 credits (CM)

Confident investors can make great clients. They know industry safeguards are in place to protect their financial interests, despite market activity and volatility. Investor protection is one of those safeguards and a foundational principle of the Canadian investment and insurance sectors. These sectors reinforce their principles with regulation and initiatives designed to put client interest first.

To build and maintain investor confidence in the system and its products, through this course, you can build your knowledge of safeguards such as:

  • Remedies for investor complaints;
  • Use of titles in the industry;
  • CRM3 (total cost reporting)
You will also review long-standing requirements for disclosure, risk assessment, conflict of interest management, and measures of vulnerability.

On conclusion, you will have new confidence in the respect your industry shows for client interest through the measures it has implemented.
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$79.96

$79.96