| Provincial Life Credits: | 1 credit (BC, AB, SK, MB, ON) |
| Provincial A&S Credits: | 1 credit (AB, SK, MB, ON) |
| CFP® Certificants: | 1 credit (Financial Planning) |
| Institute Members: | 1 credit (inc. Ethics) |
| General Credits: | 1 credit (BC, AB, SK, MB, ON) |
| Adjusters: | 1 credit (BC, AB) |
Get ahead of an audit with the information in this course. Learn the basics of your compliance regime requirements, identification requirements, and the newly defined thresholds for suspicion.
This short course provides an overview and reminders you need to ensure you are on top of compliance expectations and will be ready if an auditor comes knocking.
- Review how money laundering is accomplished, and how it is stopped;
- Understand, in order to implement, the elements of a compliance program;
- Gain an up-to-date understanding of know-your-client directives, reporting and record-keeping requirements.
$24.95
$24.95