| QAFP Credits: | 12 credits (10 Financial Planning, 2 Professional Responsibility) |
| CFP® Certificants: | 12 credits (10 Financial Planning, 2 Professional Responsibility) |
| Provincial Life Credits: | 12 credits (BC, AB, SK, MB, ON) |
| Provincial A&S Credits: | 2 credits (AB, SK, MB, ON) |
| Institute Members: | 3 credits (including 2 Ethics) |
| ID Credits: | 5 credits (3 Compliance, 2 Professional Development) |
| MFD credits: | 5 credits (3 Business Conduct – Non-Ethics, 2 Professional Development) |
As a QAFP, FP Canada requires you to complete 12 CE credits annually including 1 Professional Responsibility credit.
Here are three courses in one convenient package that satisfy your FP Canada credit requirements, while delivering credits in all the other categories shown above. You’ll receive excellent oversight of practical matters combined with actionable ideas.
| Provincial Life Credits: | 3 credits (BC, AB, SK, MB, ON) |
| CFP® Certificants: | 3 credits (1 Financial Planning, 2 Professional Responsibility) |
| Institute Members: | 3 credits (includes 2 Ethics) |
| ID CE Credits: | 3 credits (Compliance) |
| MFD Credits: | 3 credits (Business Conduct – Non-Ethics) |
Here is a course focussed on what actions comprise conflict of interest (COI) for investment advisors and insurance agents, how they can be managed and mitigated, and the personal development efforts you can undertake to help defeat COI from arising.
You will complete this course with:
- Constructive ideas to implement to avoid COI in your behaviour;
- Important insight on how COI develops and how it can be mitigated personally and professionally;
- Answers to some of the big issues about COI and its insidious effects on advice and professional conduct;
- Valuable case studies to illustrate COI and its outcome.
Make elimination of conflict of interest your objective; read Conflicts of Interest now.
| Provincial Life Credits: | 7 credits (BC, AB, SK, MB, ON) |
| CFP® Certificants: | 7 credits (Financial Planning) |
Receiving a large sum of money can be a source of great joy or deep guilt. Regardless of whether it is bestowed by a sweet twist of fate or other—less happy —circumstances the money needs professional management to be appropriately used, sustained and grow. The amount received may exceed previous money-management experience of its receivers, leaving them uncertain as to what to do or the best thing to do.
That is where you come in — with a plan to turn sudden wealth into a comfortable long-term lifestyle. If your client expects to inherit, to receive the value of a DCP, to earn equity from a business sale or sale of other property, you will want to begin wealth coaching long before the money is in the bank.
- Learn the ropes for managing the scope, challenges and benefits of sudden wealth;
- Implement strategies for saving, investing, insuring and gifting;
- Explore the details on legal and tax matters.
| Provincial Life Credits: | 2 credits (BC, AB, SK, MB, ON) |
| Provincial A&S Credits: | 2 credits (AB, SK, MB, ON) |
| CFP® Certificants: | 2 credits (Financial Planning) |
| ID CE Credits: | 2 credits (Professional Development) |
| MFD Credits: | 2 credits (Professional Development) |
| General Credits: | 2 credits (BC, AB, SK, MB, ON) |
The naming of a trusted contact person (TCP) to an investment account is an excellent idea for customer and advisor alike. Although it is not a requirement, the TCP nomination has been implemented to deter financial exploitation and safeguard financial assets. As such, it seems directed towards older adults, but, in fact, is useful for people of any age and should be used by people of all ages.
In this course you will:
- Learn what the job description for a TCP is and how those duties are carried out;
- Receive the essential background on the need for a TCP and its role in risk management;
- Get pointers on initiating the TCP conversation with clients.
$149.95
$149.95