The CIRO: ID Compliance (CM) Credits CE Program 2026-2027

CIRO:ID CE Credits:	10 Compliance (CM) credits
Provincial Life Credits:	10 credits (BC, AB, SK, MB, ON)
FP Canada Credits	9 credits (4 Professional Responsibility + 5 Financial Planning)
Institute Members:	9 credits (including 2 Ethics)
CIRO: MFD Credits:	9 credits (2 credits Business Conduct Ethics + 7 credits Business Conduct Non-ethics)

This package provides two excellent courses by which you will satisfy CIRO: ID Compliance requirements for the CE cycle ending 31/12/27. Completing them now puts life insurance, Institute and FP Canada credits at your disposal to use for their annual requirements.

Get on board with these accredited courses:

Developing a Personal Code of Professional Conduct

Provincial Life Credits:	3 credits (BC, AB, SK, MB, ON)
Provincial A&S Credits:	3 credits (AB, SK, MB, ON)
FP Canada Credits:	2 credits (Professional Responsibility)
Institute Members:	2 credits (Ethics)
ID CE Credits:	3 credits (Compliance)
MFD Credits:	2 credits (Business Conduct Ethics)
General Insurance:	3 credits

Why develop a personal code of conduct when you already have been provided with guidance from your regulators or professional organization, such as FP Canada? It’s true that industry codes create consistent expectations. But when you set out your own code you have the opportunity to express personal answers to questions like:

Why am I doing this job?
What are my goals?
How do I measure success?
How will I know it is time to quit?
What do I personally offer that sets me apart?
Why would a client choose me? Would you choose you?

Evaluating responses to these questions through the lens of ethical obligations affirms a standard of professional conduct that goes beyond minimum, baseline expectations. In doing so, you distinguish yourself among exceptional industry professionals. Making this commitment is ultimately reflected in stronger client relationships and enhanced client experiences. Are you ready to shape your personal standard for personal integrity and conduct?

Includes checklists that guide you to building your personal code.

Measures to Protect Investors

Provincial Life Credits:	7 credits (BC, AB, SK, MB, ON)
FP Canada Credits:	7 credits (5 Financial Planning + 2 Professional Responsibility)
Institute Members:	7 credits
CIRO-MFD Credits:	7 credits (Business Conduct Non-ethics)
CIRO-ID Credits:	7 credits (CM)

Confident investors can make great clients. They know industry safeguards are in place to protect their financial interests, despite market activity and volatility. Investor protection is one of those safeguards and a foundational principle of the Canadian investment and insurance sectors. These sectors reinforce their principles with regulation and initiatives designed to put client interest first.

To build and maintain investor confidence in the system and its products, through this course, you can build your knowledge of safeguards such as:

Remedies for investor complaints;
Use of titles in the industry;
CRM3 (total cost reporting)

You will also review long-standing requirements for disclosure, risk assessment, conflict of interest management, and measures of vulnerability.

On conclusion, you will have new confidence in the respect your industry shows for client interest through the measures it has implemented.

$124.95